Manchester
Risk & Compliance
£30,000 - £35,000 Dependent on Experience

About The Role

Here at CarFinance 247 we are currently recruiting for a Compliance Officer to join our team. The Compliance Officer will be responsible for providing the business with regulatory assurance through effective controls and monitoring, in line with the Compliance Monitoring Plan. You will provide the business with management information following analysis of monitoring that identifies areas of gaps and improvement.

Responsibilities for the Compliance Officer:

  • Develop a good understanding of the business, its teams, roles and the environment in which we work.
  • Maintain knowledge of new and evolving regulatory compliance requirements and good industry practice
  • Conduct thematic reviews, gap analysis and audits of various compliance focus areas, including Financial Promotions, Financial Crime, Vulnerable Customers, SM&CR, Business Continuity, Responsible Lending and other key areas relating to the motor finance industry and current climate in line with the Compliance Monitoring Plan
  • Conduct monitoring activity, including both desk and field-based testing in line with agreed monitoring methodology
  • Provide clear and accurate reports of key findings to the Compliance Assurance Manager and key stakeholders.
  • Positively present key findings and recommendations for improvement to stakeholders across the business.
  • Collaborate with business departments to promote a positive compliance culture.
  • Support the wider Compliance and Risk team in the delivery of key objectives in support of the wider business.
  • Assist in completing an annual review of the Compliance Monitoring framework.
  • Assist in delivering against agreed objectives in line with the Compliance Monitoring Plan and Framework.
  • Identify, report and monitor risk indicators to support the development of a risk-based monitoring approach.

About You

 

  • At least 2 years’ experience in a similar role within the financial services industry
  • Ability to understand and interpret regulatory rules and guidance.
  • Demonstrate a sound knowledge of the FCA rules & guidance, Data Protection and other regulatory bodies.
  • Strong organisational, analytical and methodical skills.
  • Excellent problem solving ability

About Us

CarFinance 247 is an award-winning business just outside of Manchester City Centre.  We create personalised and high quality customer experiences driven by outstanding tech, streamlined process and most importantly, amazing people.  Over the next 12 months we have exciting upcoming projects to cement our position as market leaders in every aspect of our business and that journey starts with attracting the best talent.

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